Close This website uses modern features that are not supported by your browser. Click here for more information.
Please upgrade to a modern browser to view this website properly. Google Chrome Mozilla Firefox Opera Safari
Financial Services Intelligence Watch
Sub Menu
Search
Close
Enter at least 3 characters

Search

Hold down "Control", or "Command" on a Mac, to select more than one.
Login / Signup
Newsletters

Stories

Advanced Search

Search

Filter
Filter
Filter
Filter
Headline Issue Diary Date
Twin Peaks regulatory format 21 CompliNEWS 14 May 2018
Penalty for non-compliance on country-by-country reporting in place according to SARS 21 CompliNEWS 14 May 2018
FIC decommissions current email query address and replaces it with a new online system 21 CompliNEWS 14 May 2018
Chatbot launched for GDPR compliance; aims to assist South African firms 21 CompliNEWS 14 May 2018
Australia to bring in open banking system from July 2019 21 CompliNEWS 14 May 2018
Australian Regulator consults on code of ethics compliance schemes for financial advisers 21 CompliNEWS 14 May 2018
Compliance Institute Southern Africa appoints a new CEO 21 CompliNEWS 14 May 2018
Concerns with the VCC tax initiative 21 CompliNEWS 14 May 2018
SEC in the US charges hedge fund adviser with deceiving investors by Inflating fund performance 21 CompliNEWS 14 May 2018
FCA and PRA jointly fine Mr James Staley 21 CompliNEWS 14 May 2018
Back to top
Working Smart

By Lee Rossini

Although it is possible to manage with out-of-date software, sometimes upgrading software is an imperative. Regulatory scrutiny, data sensitivity, cybersecurity risks and operational continuity all demand a structured and disciplined approach. This can be a high-stakes project and success depends on aligning technology decisions with strategic, compliance and operational goals. Here are some guidelines to ensure success.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May 2025 deadline. View the CPD FAQs for more on accessing the CPD quizzes.

We use cookies to give you a personalised experience that suits your online behaviour on our websites. Otherwise, you may click here to learn more, or learn how to block or disable cookies. Disabling cookies might cause you to experience difficulties on our website as some functionality relies on cookie information. You can change your mind at any time by visiting “Cookie Preferences”. Any personal data about you will be used as described in our Privacy Policy.