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Headline Issue Diary Date
Fintech working group established 10 CompliNEWS 17 Apr 2018
Compli-Serve SA presents a Regulatory Seminar on the revised Fit & Proper Requirements- June 2018- Book your seat today 10 CompliNEWS 17 Apr 2018
Adviser warned of huge portfolio losses in a new Aviva glitch 10 CompliNEWS 17 Apr 2018
Release of the card fraud stats for 2017 10 CompliNEWS 17 Apr 2018
Exemption of Certain Persons from fees payable to the FSCA 10 CompliNEWS 17 Apr 2018
Facebook moves users out of reach of new European privacy law 10 CompliNEWS 17 Apr 2018
Legislation - Draft protected disclosures regulations out for comment by 21 May 2018 10 CompliNEWS 17 Apr 2018
Ombudsman for Short-Term Insurance (OSTI) releases Annual Report 10 CompliNEWS 17 Apr 2018
FCA complaints hit 3.8 million mark 10 CompliNEWS 17 Apr 2018
Ethics - a different kind of disruptor 3 CompliNEWS Ethics 19 Apr 2018
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Working Smart

By Lee Rossini

One of the trends facing the financial services industry is an underappreciated challenge: a shrinking and aging adviser workforce. This is not a temporary disruption but a structural issue that is reshaping how businesses operate, serve clients, and plan for the future. Talent shortages are becoming more acute precisely when demand for financial guidance is rising, driven by longer life expectancies, more complex investment environments, and increased individual responsibility for retirement planning.

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