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Headline Issue Diary Date
FSCA issues public warnings against Alpatoken, Ms Gugu Sbahle Mdabe, and J532-NBSG Stock Discussion Group 364 CompliNEWS 24 Mar 2025
Exceeding client expectations 364 CompliNEWS 24 Mar 2025
UK regulator defends email auto-deletion policy amid transparency concerns 364 CompliNEWS 24 Mar 2025
FATF highlights critical role of public-private partnerships in combating financial crime 364 CompliNEWS 24 Mar 2025
FINRA in US fines Robinhood $26m and orders $3.75m in restitution over compliance failures 364 CompliNEWS 24 Mar 2025
Experts warn SA’s AI policy lacks teeth amid ethical concerns 364 CompliNEWS 24 Mar 2025
POPIA breaches could lead to R10m fines or 10 years in prison, warns Information Regulator 364 CompliNEWS 24 Mar 2025
Financial Services Tribunal: Auto Workers Provident Fund v Pension Funds Adjudicator & Others (pension fund transfer) 364 CompliNEWS 24 Mar 2025
FST decision: Karabo Mogoshane v Clientele Life Assurance Company Ltd (debarment) 364 CompliNEWS 24 Mar 2025
FST decision: Du Plessis v Pension Funds Adjudicator and Others (pension death benefit) 364 CompliNEWS 24 Mar 2025
Working Smart

By Lee Rossini

Preparing a financial services business for sale is not something that happens overnight. Whether you're looking to exit next year or in ten years’ time, building a business that is attractive to buyers takes careful planning, operational discipline, and a clear understanding of what drives value. Here are key guidelines to ensure your business is sale-ready when the time comes to sell:

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