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Headline Issue Diary Date
FCA flags conduct risks in complex ETPs sold to retail investors 402 CompliNEWS 08 Jan 2026
Consumer protection remains central as digital finance risks grow 402 CompliNEWS 08 Jan 2026
Private credit, private equity and venture capital expose familiar regulatory blind spots 402 CompliNEWS 08 Jan 2026
Life insurance industry shows resilience despite cost pressures 402 CompliNEWS 08 Jan 2026
Employment Equity reporting deadline: 15 January 2026 402 CompliNEWS 08 Jan 2026
South Africa off EU high-risk list as FATF re-evaluation looms 402 CompliNEWS 08 Jan 2026
FSTC concedes it has no authority to enforce BEE reporting on financial institutions as it issues Reporting Notice 01 of 2025 402 CompliNEWS 08 Jan 2026
Call for law firms to offer AI chatbot self-service 402 CompliNEWS 08 Jan 2026
SARB reviews use of prime rate 402 CompliNEWS 08 Jan 2026
King V – What institutional investors and retirement funds need to know 402 CompliNEWS 08 Jan 2026
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Working Smart

By Lee Rossini

Although it is possible to manage with out-of-date software, sometimes upgrading software is an imperative. Regulatory scrutiny, data sensitivity, cybersecurity risks and operational continuity all demand a structured and disciplined approach. This can be a high-stakes project and success depends on aligning technology decisions with strategic, compliance and operational goals. Here are some guidelines to ensure success.

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Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May 2025 deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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