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Headline Issue Diary Date
FATF highlights critical role of public-private partnerships in combating financial crime 364 CompliNEWS 24 Mar 2025
FINRA in US fines Robinhood $26m and orders $3.75m in restitution over compliance failures 364 CompliNEWS 24 Mar 2025
Experts warn SA’s AI policy lacks teeth amid ethical concerns 364 CompliNEWS 24 Mar 2025
POPIA breaches could lead to R10m fines or 10 years in prison, warns Information Regulator 364 CompliNEWS 24 Mar 2025
Financial Services Tribunal: Auto Workers Provident Fund v Pension Funds Adjudicator & Others (pension fund transfer) 364 CompliNEWS 24 Mar 2025
FST decision: Karabo Mogoshane v Clientele Life Assurance Company Ltd (debarment) 364 CompliNEWS 24 Mar 2025
FST decision: Du Plessis v Pension Funds Adjudicator and Others (pension death benefit) 364 CompliNEWS 24 Mar 2025
Crypto scamster jailed for 10 years over ponzi-style investment scheme 364 CompliNEWS 24 Mar 2025
FSCA reaches Enforceable Undertaking with A2X over controversial 'opt-out' listings 364 CompliNEWS 24 Mar 2025
Short layman’s summary – Western Cape High Court – Cez Investments (Pty) Ltd v Blockkoin (Pty) Ltd and FSCA 364 CompliNEWS 24 Mar 2025
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Working Smart

By Lee Rossini

Although it is possible to manage with out-of-date software, sometimes upgrading software is an imperative. Regulatory scrutiny, data sensitivity, cybersecurity risks and operational continuity all demand a structured and disciplined approach. This can be a high-stakes project and success depends on aligning technology decisions with strategic, compliance and operational goals. Here are some guidelines to ensure success.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May 2025 deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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