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Headline Issue Diary Date
Upcoming RMCP March submission requirement for certain accountable institutions 361 CompliNEWS 28 Feb 2025
FCA charges financial advisers with £2m fraud and money laundering 361 CompliNEWS 28 Feb 2025
First UK prison sentence for illegal crypto ATMs 361 CompliNEWS 28 Feb 2025
Financial Ombudsman Service sees surge in complaints 361 CompliNEWS 28 Feb 2025
SCA declares Absa’s debt agreement invalid in landmark ruling 361 CompliNEWS 28 Feb 2025
Reviews highlight key compliance expectations for financial advice firms 361 CompliNEWS 28 Feb 2025
Australia’s crypto crackdown: Aussie regulator tightens regulatory grip on exchanges 361 CompliNEWS 28 Feb 2025
Trump’s crypto reserve plan sparks market surge 361 CompliNEWS 28 Feb 2025
Russia’s sanctions landscape and three-year global crackdown visualised 361 CompliNEWS 28 Feb 2025
Lessons for compliance: The OKX case and Its implications 361 CompliNEWS 28 Feb 2025
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Working Smart

By Lee Rossini

Although it is possible to manage with out-of-date software, sometimes upgrading software is an imperative. Regulatory scrutiny, data sensitivity, cybersecurity risks and operational continuity all demand a structured and disciplined approach. This can be a high-stakes project and success depends on aligning technology decisions with strategic, compliance and operational goals. Here are some guidelines to ensure success.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May 2025 deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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