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Headline Issue Diary Date
Isle of Man Financial Services Authority suspends Blackfridge Licence 356 CompliNEWS 23 Jan 2025
Board Notice 711 of 2024: Approved amendments to JSE listing requirements 356 CompliNEWS 23 Jan 2025
Comprehensive compliance report – Prudential Authority sanctions on Standard Bank (SBSA) 356 CompliNEWS 23 Jan 2025
Six cautions and a financial penalty of R13 million for Standard Bank 356 CompliNEWS 23 Jan 2025
PSA urges legal action against SARB's bid to liquidate Ithala Bank 356 CompliNEWS 23 Jan 2025
Banxso defends against liquidation application amid allegations of misleading adverts 356 CompliNEWS 23 Jan 2025
SA’s financial planning industry hits 5 000 certified professionals 356 CompliNEWS 23 Jan 2025
Jooste approved R30m in bonuses for himself – PwC report 356 CompliNEWS 23 Jan 2025
South Africa braces for potential economic fallout from Trump’s proposed tariffs 356 CompliNEWS 23 Jan 2025
UK regulator calls for enhanced anti-money laundering measures among wholesale brokers 356 CompliNEWS 23 Jan 2025
Working Smart

By Lee Rossini

Although it is possible to manage with out-of-date software, sometimes upgrading software is an imperative. Regulatory scrutiny, data sensitivity, cybersecurity risks and operational continuity all demand a structured and disciplined approach. This can be a high-stakes project and success depends on aligning technology decisions with strategic, compliance and operational goals. Here are some guidelines to ensure success.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May 2025 deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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