Close This website uses modern features that are not supported by your browser. Click here for more information.
Please upgrade to a modern browser to view this website properly. Google Chrome Mozilla Firefox Opera Safari
Financial Services Intelligence Watch
Sub Menu
Search

Stories

Search

Filter
Filter
Filter
Filter
Headline Issue Diary Date
FCA bans Simon Hughes over inadequate pension advice to British Steel pension scheme members 292 CompliNEWS 01 Oct 2023
New E-book – Mastering compliance in a rapidly evolving landscape 292 CompliNEWS 01 Oct 2023
Markus Johannes Jooste and The FSCA (Reconsideration of administrative penalty – Insider trading) 292 CompliNEWS 01 Oct 2023
Draft regulations announced on the sharing of information between accountable institutions in South Africa, Explanatory Memorandum 292 CompliNEWS 01 Oct 2023
South African pharma firm faces enforcement over data breach, PoPIA complaints on the rise 292 CompliNEWS 01 Oct 2023
Black-owned private equity sector in South Africa raises R43.7bn 292 CompliNEWS 01 Oct 2023
South Africa must strengthen institutions to exit FATF's Grey List, says Finance Minister, designated non-financial businesses and professions, 2022/2023 annual report 292 CompliNEWS 01 Oct 2023
FSCA issues warning against Moneyweb-Invest's dubious financial offerings 292 CompliNEWS 01 Oct 2023
Trustco censured by JSE over loan changes linked to CEO Van Rooyen 292 CompliNEWS 01 Oct 2023
ADM Investor Services International Limited fined by the UK's FCA for lax anti-money laundering measures 292 CompliNEWS 01 Oct 2023
Working Smart

By Lee Rossini

In the current volatile, rapidly changing and uncertain climate, clients are looking for more than just investment advice from their financial planners. The lack of certainty and safety in the markets tends to make investors more anxious and reactive. In this environment, financial planners must act not only as strategists but also as guides and confidants. Here’s what clients are increasingly expecting.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May 2025 deadline. View the CPD FAQs for more on accessing the CPD quizzes.

We use cookies to give you a personalised experience that suits your online behaviour on our websites. Otherwise, you may click here to learn more, or learn how to block or disable cookies. Disabling cookies might cause you to experience difficulties on our website as some functionality relies on cookie information. You can change your mind at any time by visiting “Cookie Preferences”. Any personal data about you will be used as described in our Privacy Policy.