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Headline Issue Diary Date
FSCA issues warning against GS Partners amid investigations for unlicensed financial activities and unrealistic returns in South Africa; Texan regulator 301 CompliNEWS 30 Nov 2023
Reconsideration application dismissed in Richard Hall and Alexander Forbes case 301 CompliNEWS 30 Nov 2023
Navigating the crypto asset landscape: insights from the FSCA's market study 301 CompliNEWS 30 Nov 2023
JSE Derivatives Rules amendments approved by FSCA, now published online 301 CompliNEWS 30 Nov 2023
Two-Pots now set for 1 September 2024 301 CompliNEWS 30 Nov 2023
UK FCA's proposal for overseas funds access to UK investors 301 CompliNEWS 30 Nov 2023
Key lessons from the Ombudsman for Banking Services’ 2022 Annual Report 301 CompliNEWS 30 Nov 2023
Framework for monitoring and assessing financial stability in South Africa 301 CompliNEWS 30 Nov 2023
Non-life insurance industry experience 2023 – Insights and analysis – Prudential Authority 301 CompliNEWS 30 Nov 2023
Draft guidance on financial sanctions compliance open for comment until 11 January 2024 301 CompliNEWS 30 Nov 2023
Working Smart

By Lee Rossini

Many business owners are expressing interest in the vast potential of generative artificial intelligence (AI). In previous articles, the benefits of using AI were discussed. However, while the technology brings advantages, it does have its limitations and risks. Understanding the boundaries of generative AI is critical to ensuring accuracy, compliance and trust, especially in the financial services sector where precision and integrity are essential.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May 2025 deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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