Close This website uses modern features that are not supported by your browser. Click here for more information.
Please upgrade to a modern browser to view this website properly. Google Chrome Mozilla Firefox Opera Safari
Financial Services Intelligence Watch
Sub Menu
Search

Stories

Search

Filter
Filter
Filter
Filter
Headline Issue Diary Date
FSCA exempts specific persons from FAIS competence and fee provisions 288 CompliNEWS 31 Aug 2023
Support for Tribunal's ruling on Craig Massyn and Praesidium Group 288 CompliNEWS 31 Aug 2023
Interim Director appointment announced 288 CompliNEWS 31 Aug 2023
FSCA Insurance Notice 13 of 2023 – Exemption of Abacus Insurance Company Limited 288 CompliNEWS 31 Aug 2023
Redefining KYC in the age of cryptocurrencies 287 CompliNEWS 25 Aug 2023
The intersection of psychology and compliance – A deep dive into human behaviour and regulatory adherence 287 CompliNEWS 25 Aug 2023
Excellent guidance – UK's ICO advises against sole reliance on BCC for sensitive emails 287 CompliNEWS 25 Aug 2023
Swedish DPA slaps Trygg-Hansa with EUR 3m fine over security lapses; Italian GDPR fine 287 CompliNEWS 25 Aug 2023
De-risking in banking – A necessary evil or discriminatory practice? 287 CompliNEWS 25 Aug 2023
James George of Compli-Serve weighs in on Kraken's decision to suspend deposits from South African clients 287 CompliNEWS 25 Aug 2023
Working Smart

By Lee Rossini

In the current volatile, rapidly changing and uncertain climate, clients are looking for more than just investment advice from their financial planners. The lack of certainty and safety in the markets tends to make investors more anxious and reactive. In this environment, financial planners must act not only as strategists but also as guides and confidants. Here’s what clients are increasingly expecting.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May 2025 deadline. View the CPD FAQs for more on accessing the CPD quizzes.

We use cookies to give you a personalised experience that suits your online behaviour on our websites. Otherwise, you may click here to learn more, or learn how to block or disable cookies. Disabling cookies might cause you to experience difficulties on our website as some functionality relies on cookie information. You can change your mind at any time by visiting “Cookie Preferences”. Any personal data about you will be used as described in our Privacy Policy.