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Headline Issue Diary Date
FSCA Levy Assessment for 2023/2024 – Urgent Compliance needed by 20 September for Category II/IIA Financial Institutions 288 CompliNEWS 31 Aug 2023
Westpac faces legal action from Australia's ASIC over delayed responses to hardship notices 288 CompliNEWS 31 Aug 2023
Key Fishrot figure, James Hatuikulipi, to answer charges in separate Windhoek Magistrate’s Court case 288 CompliNEWS 31 Aug 2023
Court dismisses Kubukeli's claim against Road Accident Fund due to credibility concerns 288 CompliNEWS 31 Aug 2023
Court rules in favour of Ross in case against Nedbank over R2.94m fraudulent transaction 288 CompliNEWS 31 Aug 2023
Constitutional Court denies Peter Moyo's appeal for R250m damages claim from Old Mutual 288 CompliNEWS 31 Aug 2023
Swiss authority highlights shortcomings in money laundering risk analysis 288 CompliNEWS 31 Aug 2023
Nigel Farage banking controversy – A data protection wake-up call for financial institutions 288 CompliNEWS 31 Aug 2023
BaFin investigates Postbank over customer service disruptions 288 CompliNEWS 31 Aug 2023
FCA slaps £1.3m fine on two individuals over pension transfer advice missteps 288 CompliNEWS 31 Aug 2023
Working Smart

By Lee Rossini

In the current volatile, rapidly changing and uncertain climate, clients are looking for more than just investment advice from their financial planners. The lack of certainty and safety in the markets tends to make investors more anxious and reactive. In this environment, financial planners must act not only as strategists but also as guides and confidants. Here’s what clients are increasingly expecting.

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