Close This website uses modern features that are not supported by your browser. Click here for more information.
Please upgrade to a modern browser to view this website properly. Google Chrome Mozilla Firefox Opera Safari
Financial Services Intelligence Watch
Sub Menu
Search

Stories

Search

Filter
Filter
Filter
Filter
Headline Issue Diary Date
Cryptocurrency exchange FTX sues parents of CEO Sam Bankman-Fried over alleged misuse of company funds 290 CompliNEWS 15 Sep 2023
The art of deep listening 290 CompliNEWS 15 Sep 2023
FSCA announces intention to cancel registration of several pension funds 290 CompliNEWS 15 Sep 2023
FSCA opens dialogue – Unveils budget and levies proposals for public comment 290 CompliNEWS 15 Sep 2023
Dispute over pension fund benefit – Applicant seeks reconsideration 290 CompliNEWS 15 Sep 2023
Retirement benefit dispute – Former employee seeks reconsideration 290 CompliNEWS 15 Sep 2023
Debarment upheld for misconduct in Financial Services Tribunal case 290 CompliNEWS 15 Sep 2023
Call for independent anti-corruption body amid slow implementation of State Capture Commission's recommendations 290 CompliNEWS 15 Sep 2023
Husband ordered to forfeit share of wife's pension for reckless spending in divorce case 290 CompliNEWS 15 Sep 2023
South Africa's data protection landscape – An overview of key legislation including POPIA and Cybercrimes Act 290 CompliNEWS 15 Sep 2023
Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

We use cookies to give you a personalised experience that suits your online behaviour on our websites. Otherwise, you may click here to learn more, or learn how to block or disable cookies. Disabling cookies might cause you to experience difficulties on our website as some functionality relies on cookie information. You can change your mind at any time by visiting “Cookie Preferences”. Any personal data about you will be used as described in our Privacy Policy.