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Headline Issue Diary Date
FSCA sets 30 November 2023 deadline for crypto asset service providers to comply with new financial product regulations 300 CompliNEWS 26 Nov 2023
GDPR enforcement tracker – Some recent cases 300 CompliNEWS 26 Nov 2023
FCA confirms major measures to boost trust and transparency in sustainable investments, tackling greenwashing 300 CompliNEWS 26 Nov 2023
FCA proposes new rules for personal investment firms to ensure 'polluter pays' for consumer compensation 300 CompliNEWS 26 Nov 2023
UK regulator sets up adviser working group on sustainable disclosure rules 300 CompliNEWS 26 Nov 2023
Ithala unsuccessful in bid to avoid PA conditions 300 CompliNEWS 26 Nov 2023
Binance CEO pleads guilty to money laundering 300 CompliNEWS 26 Nov 2023
Post-black Friday – Ensuring your new purchases are properly insured – FAIS Ombud 300 CompliNEWS 26 Nov 2023
Shifting priorities in compliance – Regulatory policies now top concern, surpassing resource support – international survey 300 CompliNEWS 26 Nov 2023
Zinhle Kelly Hadebe v Assupol Life Limited (reconsideration application – debarment of financial services representative) 300 CompliNEWS 26 Nov 2023
Working Smart

By Lee Rossini

In a highly competitive environment where services and products offered to clients are often very similar, what differentiates successful financial services businesses is their ability to build and sustain a client-centric culture. A client-centric culture places the client at the heart of every decision, process, and interaction, ensuring that the business consistently delivers value, trust, and exceptional service.

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