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Headline Issue Diary Date
Major changes proposed in 2023 Road Accident Fund Amendment Bill – Shift from compensation to social benefits sparks debate 289 CompliNEWS 08 Sep 2023
Amendments to the Road Accident Fund Act, 1996 – Overview 289 CompliNEWS 08 Sep 2023
South African regulatory updates – Climate-related risks and company amendments 289 CompliNEWS 08 Sep 2023
SAIA introduces VIN-Lookup: A tool for checking vehicle history 289 CompliNEWS 08 Sep 2023
Complaints handling in the financial services sector – A deep dive into the FAIS Act and its implications 289 CompliNEWS 08 Sep 2023
Poobendren (Clive) Pillay and Capitec Bank Limited (reconsideration application – debarment of financial services representative after termination of employment relationship) 289 CompliNEWS 08 Sep 2023
SA's 2020 Cybercrimes Act successfully utilised in landmark conviction using WhatsApp evidence 289 CompliNEWS 08 Sep 2023
Surveys from BNP Paribas and Barclays show strong support for ESG among global investors 289 CompliNEWS 08 Sep 2023
FATF discusses challenges of implementing anti-money laundering rules in crypto 289 CompliNEWS 08 Sep 2023
US DOJ takes firm stance on Iran sanctions programme violations – A look at the Suez Rajan case 289 CompliNEWS 08 Sep 2023
Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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