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Headline Issue Diary Date
South Africa's tax revenue shortfall and economic challenges 289 CompliNEWS 08 Sep 2023
2023 FSCA three-year regulation plan (1 April 2023 – 31 March 2026) 289 CompliNEWS 08 Sep 2023
FSCA suspends record number of FSPs for non-compliance with the FAIS Act – Almost 1000 FSPs 289 CompliNEWS 08 Sep 2023
FSCA releases withdrawal of authorisation notice for FAIS 289 CompliNEWS 08 Sep 2023
Navigating the upcoming UK cryptoasset financial promotions regime: Insights from the FCA, new crypto marketing rules from 8 October 2023 289 CompliNEWS 08 Sep 2023
Equality Court decision crucial for Independent Media's continuation following Standard Bank account closure 289 CompliNEWS 08 Sep 2023
Russia seeks allies in China and Saudi Arabia to counteract financial isolation efforts 289 CompliNEWS 08 Sep 2023
G20 emphasises terrorism as a grave global threat in recent declaration 289 CompliNEWS 08 Sep 2023
FSCA grants exemptions to specific pension funds for 2023 289 CompliNEWS 08 Sep 2023
FSCA warns of fraudulent Telegram scam posing as Rezco Asset Management 289 CompliNEWS 08 Sep 2023
Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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