Close This website uses modern features that are not supported by your browser. Click here for more information.
Please upgrade to a modern browser to view this website properly. Google Chrome Mozilla Firefox Opera Safari
Financial Services Intelligence Watch
Sub Menu
Search
Close
Enter at least 3 characters

Search

Hold down "Control", or "Command" on a Mac, to select more than one.
Login / Signup
Newsletters

Stories

Advanced Search

Search

Filter
Filter
Filter
Filter
Headline Issue Diary Date
Appeal Board's decision on JPFF's penalty for FIC Act violations 286 CompliNEWS 20 Aug 2023
Russian businessman's sanctions appeal dismissed 286 CompliNEWS 20 Aug 2023
Jaihai v FST and the Prudential Authority – A deep dive into the case 286 CompliNEWS 20 Aug 2023
Agile Manifesto – A Guide to Agile Development 286 CompliNEWS 20 Aug 2023
FCA releases data on cryptoasset business registrations; 13% approval rate 286 CompliNEWS 20 Aug 2023
888 subsidiary faces fine after compliance review reveals KYC and EDD deficiencies 286 CompliNEWS 20 Aug 2023
Turning compliance into culture – a guide to ethical excellence 286 CompliNEWS 20 Aug 2023
Latest FSCA enforcement actions 286 CompliNEWS 20 Aug 2023
Corporate boards & evolving tech risks: a focus on cybersecurity and artificial intelligence 286 CompliNEWS 20 Aug 2023
Deadline extended for submissions on the National Health Insurance Bill 286 CompliNEWS 20 Aug 2023
Back to top
Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

We use cookies to give you a personalised experience that suits your online behaviour on our websites. Otherwise, you may click here to learn more, or learn how to block or disable cookies. Disabling cookies might cause you to experience difficulties on our website as some functionality relies on cookie information. You can change your mind at any time by visiting “Cookie Preferences”. Any personal data about you will be used as described in our Privacy Policy.