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Headline Issue Diary Date
Changing the narrative – Celebrating the power of speaking up – Compliance books 287 CompliNEWS 25 Aug 2023
Business Leadership SA launches anti-corruption guide for corporates 287 CompliNEWS 25 Aug 2023
NHI tax ‘unaffordable’ – organised business 287 CompliNEWS 25 Aug 2023
Consequences of non-compliance with CPD requirements in financial services 287 CompliNEWS 25 Aug 2023
Missteps in debarment – The Lufuno Precious Shiburi and Liquid Capital controversy 287 CompliNEWS 25 Aug 2023
Mbalane Financial Services (Pty) Ltd v The Financial Sector Conduct Authority (debarment) 287 CompliNEWS 25 Aug 2023
FSP licence withdrawal upheld due to non-compliance with FAIS Act 287 CompliNEWS 25 Aug 2023
FISA raises concerns over FIC's guidance on trust and company service providers 287 CompliNEWS 25 Aug 2023
AI and privacy – Navigating the new frontier 287 CompliNEWS 25 Aug 2023
Immediate action required – FIC's Directive 6 demands prompt Compliance Returns submission 287 CompliNEWS 25 Aug 2023
Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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