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Headline Issue Diary Date
U.S. Treasury sanctions Russian financial elite and business association 286 CompliNEWS 20 Aug 2023
Singapore police crack down on money laundering and forgery ring 286 CompliNEWS 20 Aug 2023
Mazars faces sanctions over audit missteps in Crown Dependencies 286 CompliNEWS 20 Aug 2023
Evaluating risk in TCSPs – A guide by Compli-Serve 286 CompliNEWS 20 Aug 2023
Guidance on Trust and Company Service Providers (TCSP) 286 CompliNEWS 20 Aug 2023
Guidance on Trust Company Service Providers issued 286 CompliNEWS 20 Aug 2023
Scam misusing Julius Baer's name on WhatsApp and Facebook 286 CompliNEWS 20 Aug 2023
Telegram Group misrepresenting Fairtree Asset Management 286 CompliNEWS 20 Aug 2023
Beware of fraudulent activity misrepresenting Emperor Asset Management 286 CompliNEWS 20 Aug 2023
Anchor Capital's identity misused by WhatsApp syndicate 286 CompliNEWS 20 Aug 2023
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Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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