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Headline Issue Diary Date
WhatsApp scam misusing Aluma Capital's logo 286 CompliNEWS 20 Aug 2023
UK regulator's new mandate on cash access – An overview 286 CompliNEWS 20 Aug 2023
UK's Financial Watchdog issues detailed guidance on new crypto transfer protocols 286 CompliNEWS 20 Aug 2023
Pensioners targeted in sophisticated scam – gang nets hundreds of thousands 286 CompliNEWS 20 Aug 2023
The consultant crisis – South Africa and beyond 286 CompliNEWS 20 Aug 2023
Input sought on Stage 16 load-shedding draft 286 CompliNEWS 20 Aug 2023
South Africa faces surge in cybercrime, surpassing 'Nigerian Prince' scams 286 CompliNEWS 20 Aug 2023
Financial Services Tribunal reconsiders Financial Sector Conduct Authority's Decision on Brite Advisors South Africa 285 CompliNEWS 12 Aug 2023
Millennium Capital Partners LLP receives exemption from FSCA, 2023 285 CompliNEWS 12 Aug 2023
PAIA case — Gauteng High Court (Pretoria) on Leuvennink v SA Civil Aviation Authority 285 CompliNEWS 12 Aug 2023
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Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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