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Headline Issue Diary Date
Australia's ASIC bans John Durant for three years over misuse of client funds 293 CompliNEWS 08 Oct 2023
IMF highlights crypto market risks and introduces Crypto Risk Assessment Matrix (C-RAM) 293 CompliNEWS 08 Oct 2023
G20 meeting prompts India to develop global crypto database for law enforcement 293 CompliNEWS 08 Oct 2023
European nations and EFTA members align with EU's Iran sanctions 293 CompliNEWS 08 Oct 2023
Legal pressure mounts – Ex-CEO of Alameda Research, Caroline Ellison, to testify in Bankman-Fried's fraud case; FTX's hidden Python code allegedly manipulated insurance fund value 293 CompliNEWS 08 Oct 2023
Greenwashing by banks on the rise, study warns 293 CompliNEWS 08 Oct 2023
SA's energy transition opens investment opportunities in private assets 293 CompliNEWS 08 Oct 2023
Steinhoff International to delist following liquidation announcement 293 CompliNEWS 08 Oct 2023
US regulators sue Elon Musk over refusal to cooperate in Twitter purchase investigation 293 CompliNEWS 08 Oct 2023
SA Reserve Bank Governor defends bank's independence amid political pressure 293 CompliNEWS 08 Oct 2023
Working Smart

By Lee Rossini

In a highly competitive environment where services and products offered to clients are often very similar, what differentiates successful financial services businesses is their ability to build and sustain a client-centric culture. A client-centric culture places the client at the heart of every decision, process, and interaction, ensuring that the business consistently delivers value, trust, and exceptional service.

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