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Headline Issue Diary Date
Financial Services Tribunal upholds denial of disability claim in Transport Sector Retirement Fund case 284 CompliNEWS 04 Aug 2023
TCF findings – Financial sector's conduct under the microscope: A deep dive into South African customer sentiments 284 CompliNEWS 04 Aug 2023
FSCA study sheds light on financial customer behaviour in South Africa 284 CompliNEWS 04 Aug 2023
UK's FCA calls for increased confidence in financial services for the LGBT+ community 284 CompliNEWS 04 Aug 2023
Bank account closures and political views: A global controversy 284 CompliNEWS 04 Aug 2023
Lamola highlights strengthening of Investigating Directorate in combatting state capture crimes 284 CompliNEWS 04 Aug 2023
Constitutional Court rules pension funds cannot retrospectively apply unregistered rule changes 283 CompliNEWS 28 Jul 2023
TCF – ASIC sues eToro for breaching obligations on risky CFD product target market 283 CompliNEWS 28 Jul 2023
Does sending personal data to AIs as 'prompts' make companies data controllers or processors under GDPR? 283 CompliNEWS 28 Jul 2023
Crafting a powerful mission statement 283 CompliNEWS 28 Jul 2023
Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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