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Headline Issue Diary Date
UK's Digital Sandbox – A permanent innovation platform set to launch on 1 August 2023 282 CompliNEWS 20 Jul 2023
UK's Financial Conduct Authority increases firm exclusions by 30%, enforcing stricter standards in 2022–2023 282 CompliNEWS 20 Jul 2023
UK banking head resigns, apologises as Farage's bank account allegedly shut due to political views; point of contention pertains to so-called 'Politically Exposed Persons' 282 CompliNEWS 20 Jul 2023
FSCA report – Unveiling digital financial inclusion trends in South Africa 282 CompliNEWS 20 Jul 2023
Understanding FATF's 'once a PEP, always a PEP' approach: Prioritising risk mitigation over expediency 282 CompliNEWS 20 Jul 2023
Investors launch £325m legal action against Quilter International and Friends Provident International 282 CompliNEWS 20 Jul 2023
Seminar 281 CompliNEWS 14 Jul 2023
BNP Paribas Fortis slapped with record €15 million fine for non-compliance with anti-money laundering rules 281 CompliNEWS 14 Jul 2023
Merrill Lynch hit with $6 million fine for anti-money laundering failures 281 CompliNEWS 14 Jul 2023
South African corporates contemplate four-day workweek to boost productivity 281 CompliNEWS 14 Jul 2023
Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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