Close This website uses modern features that are not supported by your browser. Click here for more information.
Please upgrade to a modern browser to view this website properly. Google Chrome Mozilla Firefox Opera Safari
Financial Services Intelligence Watch
Sub Menu
Search

Stories

Search

Filter
Filter
Filter
Filter
Headline Issue Diary Date
Ex-director receives fine and suspended sentence for SARS fraud 281 CompliNEWS 14 Jul 2023
FSCA exempts 41 pension funds from certain board requirements under the Pension Funds Act 281 CompliNEWS 14 Jul 2023
SARS intensifies scrutiny on high-net-worth taxpayers as tax season begins 281 CompliNEWS 14 Jul 2023
Western Cape challenges Government's race-based employment equity draft regulations 281 CompliNEWS 14 Jul 2023
The power of ethics in driving corporate success 42 CompliNEWS Ethics 17 Jul 2023
NAVEX releases definitive risk and compliance benchmark report 42 CompliNEWS Ethics 17 Jul 2023
Australia's ASIC review of short- and long-term insurance target market determinations highlights areas for improvement 281 CompliNEWS 14 Jul 2023
ASIC issues interim stop order on Clearview Life's Income Protection Cover over deficiencies in target market determination 281 CompliNEWS 14 Jul 2023
Australia's ASIC cancels AFS licence of FTX Australia, limited financial services provided until July 2024 281 CompliNEWS 14 Jul 2023
Striking the balance: the ethical imperative in risk management for financial institutions 42 CompliNEWS Ethics 17 Jul 2023
Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

We use cookies to give you a personalised experience that suits your online behaviour on our websites. Otherwise, you may click here to learn more, or learn how to block or disable cookies. Disabling cookies might cause you to experience difficulties on our website as some functionality relies on cookie information. You can change your mind at any time by visiting “Cookie Preferences”. Any personal data about you will be used as described in our Privacy Policy.