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Headline Issue Diary Date
BNP Paribas S.A. London branch granted exemption for certain clients under Financial Services Act 280 CompliNEWS 07 Jul 2023
EU regulation MiCAR extends oversight to asset-referenced tokens (ARTs) 280 CompliNEWS 07 Jul 2023
Surge in online banking scams 280 CompliNEWS 07 Jul 2023
Civil Procedure – Momentum Group Limited v Moothsamy (Application for leave to amend plea, Life Insurance, Rule 28(4) 280 CompliNEWS 07 Jul 2023
SARS' new auto-assessments system faces initial challenges 280 CompliNEWS 07 Jul 2023
Retirement savings turned nightmare: the astonishing tale of Jon Halana's investment scams 280 CompliNEWS 07 Jul 2023
Investec admits to huge emissions calculation blunder 280 CompliNEWS 07 Jul 2023
UK's FCA calls on asset managers to enhance liquidity management in funds 280 CompliNEWS 07 Jul 2023
Key developments and challenges since the enforcement of POPIA – A two-year review 280 CompliNEWS 07 Jul 2023
UK government considers scrapping EU laws allowing banks to close accounts based on political views 280 CompliNEWS 07 Jul 2023
Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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