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Headline Issue Diary Date
Gauteng High Court (Pretoria) – Ruling against Assetline SA (Pty) Ltd in reckless credit agreement case 280 CompliNEWS 07 Jul 2023
Code of conduct for funeral services practitioners 280 CompliNEWS 07 Jul 2023
African countries lag in utilising information exchange to combat tax evasion and illicit financial flows, hindering economic development 280 CompliNEWS 07 Jul 2023
Old Mutual appeals High Court ruling on Fidentia scandal liability for over R1.7bn 279 CompliNEWS 30 Jun 2023
Understanding the distinction between a business owner and an entrepreneur 279 CompliNEWS 30 Jun 2023
SARB freezes Steinhoff accounts amid suspicions of exchange control breach 279 CompliNEWS 30 Jun 2023
Challenges persist in restarting the private equity machine 279 CompliNEWS 30 Jun 2023
NAMFISA enhances consumer protection by returning more money to consumers 279 CompliNEWS 30 Jun 2023
FSCA unveils three-year regulatory plan: Crypto assets and retirement funds in focus 279 CompliNEWS 30 Jun 2023
Understanding PEPs – A tiered approach 279 CompliNEWS 30 Jun 2023
Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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