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Headline Issue Diary Date
Why the NHI ‘pantomime’ will collapse, Health Minister defends NHI 277 CompliNEWS 19 Jun 2023
International collaboration strengthens efforts to combat illegal wildlife trade 277 CompliNEWS 19 Jun 2023
Financial Action Task Force (FATF) releases updated consolidated table of assessment ratings 277 CompliNEWS 19 Jun 2023
FAIS Ombud launches enhanced website, empowering consumers to effectively lodge complaints 277 CompliNEWS 19 Jun 2023
The acceptability of credit agreements in electronic form: Insights from the Govendor case 277 CompliNEWS 19 Jun 2023
Amendments to listing requirements approved in terms of Financial Markets Act 277 CompliNEWS 19 Jun 2023
Exemption of Merrill Lynch SA from regulation 2(1)(a) of the Financial Markets Act Regulations regarding OTC derivatives 277 CompliNEWS 19 Jun 2023
Local CIS industry assets grow to R3.27 trillion 277 CompliNEWS 19 Jun 2023
Financial advisers struggle to integrate ESG investing, lack confidence and education 277 CompliNEWS 19 Jun 2023
Binance.US and SEC reach agreement to avoid asset freeze 277 CompliNEWS 19 Jun 2023
Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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