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Headline Issue Diary Date
Credit Ombud resolves majority of consumer disputes in their favour, recovering millions for consumers – annual report 277 CompliNEWS 19 Jun 2023
Namibia's economy at risk: Urgent actions required to prevent greylisting 277 CompliNEWS 19 Jun 2023
Clicks limits access to customer data following cyber attack 277 CompliNEWS 19 Jun 2023
FSCA issues warning notices against MultiFX Options, Digital Daily Return, Forex Private Jet Injectors and Mr Kabelo Emanuel Mogale 277 CompliNEWS 19 Jun 2023
Report on Compli-Serve Webinar: Crypto asset regulations and risks to SA CASPS 277 CompliNEWS 19 Jun 2023
Creating effective compliance training: The power of targeted approach 277 CompliNEWS 19 Jun 2023
Nigeria Data Protection Bill, 2023 signed into law: Strengthening data protection in Nigeria 277 CompliNEWS 19 Jun 2023
ChatGPT and data protection laws: Compliance challenges for businesses 277 CompliNEWS 19 Jun 2023
Streamlining compliance: How Regtech revolutionises regulatory processes 277 CompliNEWS 19 Jun 2023
South African Parliament passes Postbank and Financial Matters Amendment Bills, awaiting President's signature 277 CompliNEWS 19 Jun 2023
Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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