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Headline Issue Diary Date
Key individuals in financial services facing scrutiny for failing duties and client losses 276 CompliNEWS 09 Jun 2023
EU's MiCAR regulation: A comprehensive framework for crypto-asset service providers 276 CompliNEWS 09 Jun 2023
South African flying school under US sanctions over ties with China 276 CompliNEWS 09 Jun 2023
Discovery client ordered to repay R1.64m, full ruling 276 CompliNEWS 09 Jun 2023
Trade union Solidarity braces for a legal showdown over South Africa's National Healthcare Insurance Bill 276 CompliNEWS 09 Jun 2023
Namibia strives to align with global AML and CFT standards to avoid FATF greylisting 276 CompliNEWS 09 Jun 2023
Ukraine urges FATF to blacklist Russia over alleged financial threats to global security 276 CompliNEWS 09 Jun 2023
Human resources trends in the financial advice sector 276 CompliNEWS 09 Jun 2023
Experts label South Africa a 'hub for mobilising financing for terrorists' 276 CompliNEWS 09 Jun 2023
EU nations seek to combat sanctions evasion by targeting countries facilitating goods export to Russia 276 CompliNEWS 09 Jun 2023
Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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