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Headline Issue Diary Date
EU adds Nigeria and South Africa to list of countries with AML/CFT deficiencies, removes Cambodia and Morocco 276 CompliNEWS 09 Jun 2023
Latest GDPR enforcement measures 276 CompliNEWS 09 Jun 2023
WCPP faces warning from Information Regulator for failing to notify about cyberattack and data Leak 276 CompliNEWS 09 Jun 2023
UBS completes takeover of Credit Suisse, safeguarding Switzerland's financial reputation 276 CompliNEWS 09 Jun 2023
Stricter regulation will foster crypto growth, says compliance expert 276 CompliNEWS 09 Jun 2023
N Hercules and Telesure Investment Holdings (Pty) Ltd obo Budget Insurance Co Ltd (Debarment set-aside) 276 CompliNEWS 09 Jun 2023
SEC files lawsuit against Binance alleging unregistered operations and misleading investors 276 CompliNEWS 09 Jun 2023
NHI Bill passed despite opposition 276 CompliNEWS 09 Jun 2023
US legislators seek to punish SA over Russian ties 276 CompliNEWS 09 Jun 2023
Prioritising customer outcomes: FCA's Consumer Duty in the UK sets the stage for major change 276 CompliNEWS 09 Jun 2023
Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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