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Headline Issue Diary Date
Litigation threatened on NHI Bill 274 CompliNEWS 28 May 2023
JSE imposes fine and censure on Brian Azizollahoff for breach of listings requirements 273 CompliNEWS 21 May 2023
Proposed Employment Equity Act regulations raise concerns over numerical targets 273 CompliNEWS 21 May 2023
Rise in power surge insurance complaints 273 CompliNEWS 21 May 2023
NHI Bill approved by Portfolio Committee on Health 273 CompliNEWS 21 May 2023
A culture of integrity: More than just words 41 CompliNEWS Ethics 21 May 2023
Organisational culture, integrity and the case of NBCUniversal 41 CompliNEWS Ethics 21 May 2023
NDAs under the spotlight in UK 41 CompliNEWS Ethics 21 May 2023
Final AI decisions must be made by people 41 CompliNEWS Ethics 21 May 2023
Mastering difficult conversations 273 CompliNEWS 21 May 2023
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Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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