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Headline Issue Diary Date
Evercrest Aggressive Fund director's bid to halt fraud trial Fails in country's first hedge fund investigation 283 CompliNEWS 28 Jul 2023
United African Stokvel (UAS) scam unravels – Allegations of threats, misconduct, and financial losses come to light 283 CompliNEWS 28 Jul 2023
Understanding the Financial Sector Conduct Authority levy for 2023/2024 – Category II and IIA FSPs – deadline 20 September 2023 283 CompliNEWS 28 Jul 2023
Historic shift in UK financial services – Consumer Duty regulation went live on 31 July 2023 283 CompliNEWS 28 Jul 2023
Counterfeit luxury goods trade on the rise – South Africa emerging as a key hotspot 283 CompliNEWS 28 Jul 2023
Dispelling misconceptions – South African banks and the gap in lending rates 283 CompliNEWS 28 Jul 2023
Demystifying Greenwashing – Implications for financial sector and countermeasures to prevent It 283 CompliNEWS 28 Jul 2023
Germany to establish Federal Bureau of Financial Intelligence in response to money laundering criticisms 283 CompliNEWS 28 Jul 2023
SEC takes action – Charges on $35M Ponzi scheme, proposes reforms for internet-only advisers, predictive data analytics, and adopts cybersecurity rules 283 CompliNEWS 28 Jul 2023
Coutts Bank's ejection of Nigel Farage sparks outrage and resignations 283 CompliNEWS 28 Jul 2023
Working Smart

By Lee Rossini

In a highly competitive environment where services and products offered to clients are often very similar, what differentiates successful financial services businesses is their ability to build and sustain a client-centric culture. A client-centric culture places the client at the heart of every decision, process, and interaction, ensuring that the business consistently delivers value, trust, and exceptional service.

CPD

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