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Headline Issue Diary Date
Amendments to FICA impact accountability of credit providers 274 CompliNEWS 28 May 2023
Navigating the regulatory maze – The 2023 Cost of Compliance Report reveals challenges and opportunities for compliance officers 274 CompliNEWS 28 May 2023
Money laundering concerns hinder crypto industry growth, global collaboration needed for regulations 274 CompliNEWS 28 May 2023
Russia faces potential financial isolation as FATF mulls blacklisting 274 CompliNEWS 28 May 2023
FATF mum on Namibia’s anti-money laundering moves 274 CompliNEWS 28 May 2023
Introduction of Companies Amendment Regulations 2023 under the General Laws Amendment Act, 2022 274 CompliNEWS 28 May 2023
Power surge complaints rise as insurers tighten belts amidst rolling blackouts: Osti report (annual reports published on the life and short-term insurance side) 274 CompliNEWS 28 May 2023
Johannesburg coder faces 20-year jail term in US for alleged $2m crypto scam 274 CompliNEWS 28 May 2023
Scathing judgment against Nova Group 274 CompliNEWS 28 May 2023
SARS warns of new email scam 274 CompliNEWS 28 May 2023
Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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