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Headline Issue Diary Date
Australia's ASIC bans former fund manager for naked short selling 273 CompliNEWS 21 May 2023
UK – The consumer duty deadline nears, creating an effective client communications strategy 273 CompliNEWS 21 May 2023
Meta faces record €1.2bn fine over mishandling EU-US data transfers 273 CompliNEWS 21 May 2023
Cyber risks and investment strategies – Insights from PwC's South Africa retirement fund survey 273 CompliNEWS 21 May 2023
Evolving banking and finance landscape: Key obligations for trustees in South Africa 273 CompliNEWS 21 May 2023
Information Regulator conducts PAIA compliance assessments on political parties 273 CompliNEWS 21 May 2023
UAE anticipated to be removed from FATF grey list in upcoming evaluation 273 CompliNEWS 21 May 2023
A look at Cayman's ongoing efforts to get off the FATF's grey list 273 CompliNEWS 21 May 2023
Finance Minister adds more than R265m over the medium-term to get SA off the grey list 273 CompliNEWS 21 May 2023
European Commission adds South Africa, Nigeria to list of high-risk third-country jurisdictions; Cambodia and Morocco removed from the list 273 CompliNEWS 21 May 2023
Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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