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Headline Issue Diary Date
FST Determination – MP Zibi and Financial Sector Conduct Authority (the Private Security Sector Provident Fund matter) 272 CompliNEWS 12 May 2023
South Africa's insurance industry – navigating challenges and embracing key trends 272 CompliNEWS 12 May 2023
Regulatory overview from the UK – 'meeting the challenge in our changing global markets' 272 CompliNEWS 12 May 2023
Mobile money transaction platform set to explode – study 272 CompliNEWS 12 May 2023
Discovery Life's leave to appeal stockbroker’s R25m payment dismissed 272 CompliNEWS 12 May 2023
JP Markets back in business after R100 000 fine 272 CompliNEWS 12 May 2023
IMF slams Zim's gold-backed digital currency 272 CompliNEWS 12 May 2023
New scam reporting site in the pipeline for SA consumers 272 CompliNEWS 12 May 2023
£4m (R90m) Ponzi scheme duo jailed in the UK 272 CompliNEWS 12 May 2023
SA caught in the new Cold War 272 CompliNEWS 12 May 2023
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Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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