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Headline Issue Diary Date
Fusion Centre, DPSA and SASSA make inroads in bringing to book criminal government employees 271 CompliNEWS 05 May 2023
Proposed legislative amendments for financial institutions 271 CompliNEWS 05 May 2023
SA companies sanctioned over money laundering claims 271 CompliNEWS 05 May 2023
FSCA probes 75 cases of alleged market abuse 271 CompliNEWS 05 May 2023
Notice on tax exemption of bulking payments to former members of closed retirement funds gazetted 271 CompliNEWS 05 May 2023
Significant alterations in insurance coverage pose a risk to the economy 271 CompliNEWS 05 May 2023
Market manipulation – UK's FCA publishes Decision Notices for Banque Havilland SA and three of its former employees 271 CompliNEWS 05 May 2023
Banks warn of big increase in online scams 271 CompliNEWS 05 May 2023
Cryptocurrency recognised as property in landmark ruling 271 CompliNEWS 05 May 2023
How AI can be a useful tool for financial advice businesses 271 CompliNEWS 05 May 2023
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Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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