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Headline Issue Diary Date
Over 2 200 ads blocked by UK regulator in financial promotions crackdown 271 CompliNEWS 05 May 2023
FST case – KFS Tholo and Old Mutual Life Assurance Company (SA) Limited (reconsideration application – debarment – adequate notice to debar – audi alteram partem – unlawful, unfair and unprocedural debarment process) 271 CompliNEWS 05 May 2023
Crypto asset licence application forms to be published before the end of May 271 CompliNEWS 05 May 2023
Director of FIC concludes visit of Qatar where she detailed South Africa’s experience in establishing a financial intelligence sharing partnership 271 CompliNEWS 05 May 2023
Tough times for private equity? 271 CompliNEWS 05 May 2023
Croatian DPA levies largest GDPR fine 271 CompliNEWS 05 May 2023
Costs of compliance specifically focusing on the banking sector 271 CompliNEWS 05 May 2023
Bank failures – Why compliance and risk management are crucial 271 CompliNEWS 05 May 2023
EU to trace crypto asset transfers in terms of new legislation 271 CompliNEWS 05 May 2023
Kaspersky reports significant increase in phishing attacks across several countries in the Middle East, Turkey and Africa (META), and SA 271 CompliNEWS 05 May 2023
Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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