Close This website uses modern features that are not supported by your browser. Click here for more information.
Please upgrade to a modern browser to view this website properly. Google Chrome Mozilla Firefox Opera Safari
Financial Services Intelligence Watch
Sub Menu
Search

Stories

Search

Filter
Filter
Filter
Filter
Headline Issue Diary Date
Greylisting puts beneficial ownership of companies and financial institutions in the spotlight 264 CompliNEWS 17 Mar 2023
PAIA/POPIA – Elite Plumbing v Casper le Roux Attorneys (access to information – request to private body – exhaustion of internal remedies) 264 CompliNEWS 17 Mar 2023
Companies Act; General Laws (Anti-Money Laundering and Combating Terrorism Financing) Amendment Act: Regulations: Amendment: Comments invited by 29 March 2023 263 CompliNEWS 10 Mar 2023
Namibian retirement fund refutes looting claims 263 CompliNEWS 10 Mar 2023
SA uses global platform to address cybercrime concerns 263 CompliNEWS 10 Mar 2023
Committee hears opposing views on NHI Bill 263 CompliNEWS 10 Mar 2023
Australia – Former financial adviser permanently banned from providing financial services for falsifying financial adviser exam results 263 CompliNEWS 10 Mar 2023
Digital marketing tips 263 CompliNEWS 10 Mar 2023
Ethics a critical driver in financial services 40 CompliNEWS Ethics 10 Mar 2023
Building digital trust 40 CompliNEWS Ethics 10 Mar 2023
Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

We use cookies to give you a personalised experience that suits your online behaviour on our websites. Otherwise, you may click here to learn more, or learn how to block or disable cookies. Disabling cookies might cause you to experience difficulties on our website as some functionality relies on cookie information. You can change your mind at any time by visiting “Cookie Preferences”. Any personal data about you will be used as described in our Privacy Policy.