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Headline Issue Diary Date
UK's FCA targets payment firms over ‘unacceptable’ risks 264 CompliNEWS 17 Mar 2023
Superannuation and insurance review in Australia 264 CompliNEWS 17 Mar 2023
FCA scolds 'poor' ESG benchmark providers for 'widespread failing' risk 264 CompliNEWS 17 Mar 2023
Credit Suisse, Silicon Valley Bank, FTX serve as reminders that risk and compliance shouldn’t be seen as a 'chore' 264 CompliNEWS 17 Mar 2023
Easylife gets a sanctions reprieve in the UK for data protection failings 264 CompliNEWS 17 Mar 2023
Banks connected to Epstein to face lawsuits 264 CompliNEWS 17 Mar 2023
Mozambique and its greylisting 264 CompliNEWS 17 Mar 2023
Top 10 Know Your Business & AML compliance red flags 264 CompliNEWS 17 Mar 2023
Coming across professionally on Zoom or Teams 264 CompliNEWS 17 Mar 2023
PayShap – SA's first rapid payments program launched 264 CompliNEWS 17 Mar 2023
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Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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