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Headline Issue Diary Date
ChatGPT comes with compliance caveats 263 CompliNEWS 10 Mar 2023
South Africa’s credit rating outlook downgraded 263 CompliNEWS 10 Mar 2023
High Court in Pretoria orders Guardrisk to pay Ferrari owner R1.82m 263 CompliNEWS 10 Mar 2023
Draft amendments to the CIS regulations – Will a regulation 28-compliant collective investment scheme (CIS) be able to invest in retail hedge funds? 263 CompliNEWS 10 Mar 2023
Introduction to foreign investment regulation in South Africa 263 CompliNEWS 10 Mar 2023
Reserve Bank of Australia explores use cases for Central Bank Digital Currency 263 CompliNEWS 10 Mar 2023
Silicon Valley Bank implosion and contagion 263 CompliNEWS 10 Mar 2023
FATF guidance on beneficial ownership of legal persons 263 CompliNEWS 10 Mar 2023
Former Goldman Sachs banker jailed in 1MDB matter 263 CompliNEWS 10 Mar 2023
Civil procedure – Moodley NO and Others v Public Investment Corporation SOC Limited and Others 263 CompliNEWS 10 Mar 2023
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Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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