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Headline Issue Diary Date
ESG is the private equity industry’s next frontier – report 262 CompliNEWS 03 Mar 2023
‘New and improved’ UK GDPR in the offing 262 CompliNEWS 03 Mar 2023
Latest GDPR fines 262 CompliNEWS 03 Mar 2023
Corruption and bribery case study (US) – Ericsson settles breach of 2019 FCPA deferred prosecution agreement 262 CompliNEWS 03 Mar 2023
FSCA warns the public against scams involving requests for advance-fee or bank transfer payments 262 CompliNEWS 03 Mar 2023
Compliance officer book review 262 CompliNEWS 03 Mar 2023
Implementation of the beneficial ownership regime – CIPC 262 CompliNEWS 03 Mar 2023
ESG efforts are being strengthened 262 CompliNEWS 03 Mar 2023
JSE CEO says greylisting hit bond trading 262 CompliNEWS 03 Mar 2023
PROpulsion Tech 2023 262 CompliNEWS 03 Mar 2023
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Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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