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Headline Issue Diary Date
Financial Services Tribunal upholds FSCA decision on PSSPF trustees and principal officer 272 CompliNEWS 12 May 2023
FICA case studies and indicators 2017–2022 collection released 272 CompliNEWS 12 May 2023
UK's FCA censures Lighthouse Advisory Services Limited for serious failings in relation to the British Steel Pension Scheme and £23m paid out in redress 272 CompliNEWS 12 May 2023
The UK's new Consumer Duty on financial services providers...the clock is ticking 272 CompliNEWS 12 May 2023
Namibia's cabinet committee on legislation clears revised AML laws for submission to parliament to meet mutual evaluation outcomes 272 CompliNEWS 12 May 2023
Frank's faces SEC penalty for FCPA violations in Angola operations 272 CompliNEWS 12 May 2023
Did SA sell arms to 'sanctioned' Russia? Will this potentially affect the greylisting status of SA? – A week's supply of reporting 272 CompliNEWS 12 May 2023
FICA – What is a risk-based approach? 271 CompliNEWS 05 May 2023
Sanctions-busting states could be EU’s next targets 271 CompliNEWS 05 May 2023
The Future of Regulation, Risk Management, and Compliance 2023 271 CompliNEWS 05 May 2023
Working Smart

By Lee Rossini

As discussed in last week’s article, a well-designed strategic plan provides direction, aligns teams, and creates a framework for sustainable growth. However, many businesses struggle not with creating a strategy, but with successfully implementing it. Irrespective of the services offered by the business, effective execution is what ultimately delivers results.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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