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Headline Issue Diary Date
Recent developments in African data protection laws 261 CompliNEWS 24 Feb 2023
Judith Hawarden v ENS (Cyber-fraud following business email compromise) 261 CompliNEWS 24 Feb 2023
FAIS Ombud on suspiciously high investment returns 261 CompliNEWS 24 Feb 2023
ISO 27001 and cybersecurity compliance 261 CompliNEWS 24 Feb 2023
Greylisting 'not that dire' – Ramaphosa 261 CompliNEWS 24 Feb 2023
Australian regulator launches first Court proceedings alleging greenwashing 261 CompliNEWS 24 Feb 2023
Pension fund ‘not bound by client’s nominations’ – KZN High Court (Durban) 261 CompliNEWS 24 Feb 2023
Treasury ploughing ahead to launch two-pot retirement system in 2024 261 CompliNEWS 24 Feb 2023
FSCA Information Request 1 of 2023 (INS) – RFI on personal lines claims by insurers 261 CompliNEWS 24 Feb 2023
FSCA increases penalties for failure to furnish it with returns 261 CompliNEWS 24 Feb 2023
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Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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