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Headline Issue Diary Date
The Greylisting edition 261 CompliNEWS 24 Feb 2023
FATF Plenary suspends membership of Russian Federation and reiterates other strategic initiatives 261 CompliNEWS 24 Feb 2023
No fines for PoPIA violators, yet – Regulator 261 CompliNEWS 24 Feb 2023
Glencore handed $30m bribery fine 261 CompliNEWS 24 Feb 2023
Energy crisis – electricity disaster regulations published 261 CompliNEWS 24 Feb 2023
Coaching a team 261 CompliNEWS 24 Feb 2023
Money laundering and terrorist financing in the art and antiquities market – FATF 261 CompliNEWS 24 Feb 2023
Cybercrime and insurance 261 CompliNEWS 24 Feb 2023
Will SA be removed from greylist by mid-2024? 261 CompliNEWS 24 Feb 2023
New categories of accountable institutions in terms of FICA – first deadline has expired 261 CompliNEWS 24 Feb 2023
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Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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