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Headline Issue Diary Date
Court orders fired bank manager to be reinstated 259 CompliNEWS 12 Feb 2023
Australia grapples with money laundering 259 CompliNEWS 12 Feb 2023
PayPal halts work on stablecoin offering 259 CompliNEWS 12 Feb 2023
Enforcement priorities in Australia 259 CompliNEWS 12 Feb 2023
Is the Information Regulator independent? 259 CompliNEWS 12 Feb 2023
UK regulator posts more reprimands and further learnings from its actions 259 CompliNEWS 12 Feb 2023
Coming up with good ideas, fast! 259 CompliNEWS 12 Feb 2023
FSCA pumping out warning notices 259 CompliNEWS 12 Feb 2023
ESG regulation monthly round-up 259 CompliNEWS 12 Feb 2023
Spanish government assisting Morocco in its attempts to get off FATF ‘grey list' 259 CompliNEWS 12 Feb 2023
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Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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