Close This website uses modern features that are not supported by your browser. Click here for more information.
Please upgrade to a modern browser to view this website properly. Google Chrome Mozilla Firefox Opera Safari
Financial Services Intelligence Watch
Sub Menu
Search

Stories

Search

Filter
Filter
Filter
Filter
Headline Issue Diary Date
US tightens case against pastor in investment scam 259 CompliNEWS 12 Feb 2023
Chances of recession increasing 259 CompliNEWS 12 Feb 2023
Greenwashing not an option as new global regulations emerge, the South African perspective 259 CompliNEWS 12 Feb 2023
‘Dying books of business’ haunt advice firms 259 CompliNEWS 12 Feb 2023
Recommended podcast – Where does creativity fit into compliance? 259 CompliNEWS 12 Feb 2023
Consequences of limiting Russia's role in anti-money laundering efforts, calls for Russia's blacklisting 259 CompliNEWS 12 Feb 2023
Citibank has 30 000 compliance professionals – Why? 259 CompliNEWS 12 Feb 2023
FST dismisses application by key individual (KI) of Smart Billion Investments for his five-year debarment and R500 000 fine to be reconsidered 259 CompliNEWS 12 Feb 2023
Exemption of certain funds from the requirements of sections 9A and 16 of the Pension Funds Act 259 CompliNEWS 12 Feb 2023
Update on the statutory management of N-e-FG Administrators (Pty) Ltd (now Phahamisa Administrators (Pty) Ltd) 259 CompliNEWS 12 Feb 2023
Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

We use cookies to give you a personalised experience that suits your online behaviour on our websites. Otherwise, you may click here to learn more, or learn how to block or disable cookies. Disabling cookies might cause you to experience difficulties on our website as some functionality relies on cookie information. You can change your mind at any time by visiting “Cookie Preferences”. Any personal data about you will be used as described in our Privacy Policy.