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Headline Issue Diary Date
Attorney loses appeal over email fraud liability, must pay client R1.4m 257 CompliNEWS 27 Jan 2023
RAF to appeal costs ruling, full judgment summary 257 CompliNEWS 27 Jan 2023
Politically exposed person – Once a PEP always a PEP? 257 CompliNEWS 27 Jan 2023
FinTech trends to look out for in 2023 257 CompliNEWS 27 Jan 2023
FSCA YouTube presentations available including irregularity reports 257 CompliNEWS 27 Jan 2023
Webinar – Improving your ethics and compliance programme (US webinar) 257 CompliNEWS 27 Jan 2023
Pensions Fund Act changes 257 CompliNEWS 27 Jan 2023
Australian director banned from providing financial services for four years 257 CompliNEWS 27 Jan 2023
JSE-listed firms face employment fines 257 CompliNEWS 27 Jan 2023
Mass murderer a pinup in insurance advert 257 CompliNEWS 27 Jan 2023
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Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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