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Headline Issue Diary Date
FSCA warns the public against individuals impersonating Aluma Capital (Pty) Ltd 257 CompliNEWS 27 Jan 2023
How AI is going to affect the workplace 257 CompliNEWS 27 Jan 2023
SA slips just one point in corruption index; UK one of the biggest fallers 257 CompliNEWS 27 Jan 2023
Unsolicited direct marketing calls still high despite PoPIA − Information Regulator 257 CompliNEWS 27 Jan 2023
KZN High Court (Pietermaritzburg) – Normandien Farms (Pty) Ltd v SAFIRE Crop Protection Co-operative (misrepresentation and material non-disclosure – waiver) 257 CompliNEWS 27 Jan 2023
Insurance – Exemption for direct collection of premiums – Extension of the exemption until further notice 257 CompliNEWS 27 Jan 2023
FSCA issues public warning against TFR Funeral Services (Pty) Ltd 257 CompliNEWS 27 Jan 2023
FCA places restrictions on IFA firm over unauthorised client fee withdrawals 257 CompliNEWS 27 Jan 2023
Cayman’s chances of getting off money-laundering body’s 'grey list' 257 CompliNEWS 27 Jan 2023
Robin Asset Management CC fined R10 000 for non-compliance with Directive 04/2016 for failing to update its registration-related information on the 'goAML' platform 257 CompliNEWS 27 Jan 2023
Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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