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Headline Issue Diary Date
Kenyan banks focus on FinTech post-Covid 256 CompliNEWS 20 Jan 2023
FTX claims $415m has been stolen by hackers 256 CompliNEWS 20 Jan 2023
Law group requests clearer AI guidelines for firms 256 CompliNEWS 20 Jan 2023
Compliance predictions for 2023 256 CompliNEWS 20 Jan 2023
Advertising Regulatory Board amends advertising rules to introduce warning labels over crypto investments 256 CompliNEWS 20 Jan 2023
Maltese bank fined as global anti-money laundering fines surge 50% 256 CompliNEWS 20 Jan 2023
FATF reforms will improve fight against money laundering and terrorism financing 256 CompliNEWS 20 Jan 2023
Thousands of PayPal users victim of data breach 256 CompliNEWS 20 Jan 2023
European authorities set out good practices for financial education 256 CompliNEWS 20 Jan 2023
Keep up to speed with major sanctions developments with this weekly tracker 256 CompliNEWS 20 Jan 2023
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Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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