Close This website uses modern features that are not supported by your browser. Click here for more information.
Please upgrade to a modern browser to view this website properly. Google Chrome Mozilla Firefox Opera Safari
Financial Services Intelligence Watch
Sub Menu
Search

Stories

Search

Filter
Filter
Filter
Filter
Headline Issue Diary Date
Analysing CBDC infrastructure in 2023 256 CompliNEWS 20 Jan 2023
Corruption Risk Forecast’s new Country Comparison tool 256 CompliNEWS 20 Jan 2023
Policies alone insufficient to ward off fraud liability 256 CompliNEWS 20 Jan 2023
More complexity to the tax treatment of retirement benefit withdrawals with two-pot system 256 CompliNEWS 20 Jan 2023
US' FinCEN identifies virtual currency exchange Bitzlato as a primary money laundering concern in connection with Russian illicit finance 256 CompliNEWS 20 Jan 2023
Proposed amendments to the rules of Strate (Pty) Ltd 256 CompliNEWS 20 Jan 2023
New international fund transfer reporting amendments to the Money Laundering Control Regulations in force from 1 February 2023 256 CompliNEWS 20 Jan 2023
Investment manager fined and banned in Qatar 256 CompliNEWS 20 Jan 2023
The role of High Frequency Traders in FX markets 256 CompliNEWS 20 Jan 2023
Irish regulator fines WhatsApp Ireland Ltd EUR 5.5 million (R102 million) in respect of insufficient legal basis for data processing; Swedish case 256 CompliNEWS 20 Jan 2023
Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

We use cookies to give you a personalised experience that suits your online behaviour on our websites. Otherwise, you may click here to learn more, or learn how to block or disable cookies. Disabling cookies might cause you to experience difficulties on our website as some functionality relies on cookie information. You can change your mind at any time by visiting “Cookie Preferences”. Any personal data about you will be used as described in our Privacy Policy.