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Headline Issue Diary Date
Financial Services Tribunal determination – CJH Smit and JC Eaglestone (Epainos Corporate Business Consultants) – debarment 253 CompliNEWS 09 Dec 2022
An update/amendment to the TFS list 253 CompliNEWS 09 Dec 2022
The Qatar corruption scandal and PEPs 253 CompliNEWS 09 Dec 2022
FCA fines Metro Bank PLC £10m 253 CompliNEWS 09 Dec 2022
UK banking rules in biggest shake-up in more than three decades 253 CompliNEWS 09 Dec 2022
UK privacy watchdog reveals more than two dozen data breach incidents 253 CompliNEWS 09 Dec 2022
Happy holidays! Our breaking news service to continue throughout holiday period 253 CompliNEWS 09 Dec 2022
Strengthened AML Rulebook on the way to Europe – Two new EU lists, a 'black list' and a 'grey list', will reflect the FATF listings. 253 CompliNEWS 09 Dec 2022
Cross-Border Corruption – Tackling Money Laundering in the Wildlife Trade (panel discussion involving the FIC) 253 CompliNEWS 09 Dec 2022
Interpol after Namibian fraudster who fled to SA 253 CompliNEWS 09 Dec 2022
Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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