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Headline Issue Diary Date
Protection of Constitutional Democracy against Terrorist and Related Activities Amendment Act signed into law by the President 254 CompliNEWS 19 Dec 2022
General Laws (Anti-Money Laundering and Combating Terrorism Financing) Amendment Act signed into law by the President: Commencement 254 CompliNEWS 19 Dec 2022
18 FST cases to be heard from January to April 2023 254 CompliNEWS 19 Dec 2022
Will the passing of amendment bills help SA in its quest to avoid greylisting? 254 CompliNEWS 19 Dec 2022
Australia's AUSTRAC releases first Proliferation Financing risk assessment 254 CompliNEWS 19 Dec 2022
2022 AML Industry Benchmarking Report 254 CompliNEWS 19 Dec 2022
Financial Sector and Deposit Insurance Levies (Administration) and Deposit Insurance Premiums Act 12 of 2022 has been promulgated 254 CompliNEWS 19 Dec 2022
FSCA sends Crypto Asset FSPs urgent questionnaire to complete by 15 February 2023 253 CompliNEWS 09 Dec 2022
SA's eight ‘corruption hotspots’ 253 CompliNEWS 09 Dec 2022
FSCA fines Stringfellow Financial Services and Stringfellow Group R35m, debars Stringfellow for 20 years and withdraws licence 253 CompliNEWS 09 Dec 2022
Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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