Close This website uses modern features that are not supported by your browser. Click here for more information.
Please upgrade to a modern browser to view this website properly. Google Chrome Mozilla Firefox Opera Safari
Financial Services Intelligence Watch
Sub Menu
Search
Close
Enter at least 3 characters

Search

Hold down "Control", or "Command" on a Mac, to select more than one.
Login / Signup
Newsletters

Stories

Advanced Search

Search

Filter
Filter
Filter
Filter
Headline Issue Diary Date
Is sustainable finance sustainable? 252 CompliNEWS 01 Dec 2022
Goldman Sachs fined $4m over ESG fund failures 252 CompliNEWS 01 Dec 2022
Similarities and differences between money laundering and terrorism financing 252 CompliNEWS 01 Dec 2022
FTX crypto crisis latest; regulation 252 CompliNEWS 01 Dec 2022
Amendments to the FICA schedules to kick in on 19 December 2022 252 CompliNEWS 01 Dec 2022
General Laws (Anti-Money Laundering and Combating Terrorism Financing) Amendment Bill vote 252 CompliNEWS 01 Dec 2022
South Africa starts regulating cryptocurrency exchanges in terms of FICA 252 CompliNEWS 01 Dec 2022
FATF report – Money laundering from fentanyl and synthetic opioids 252 CompliNEWS 01 Dec 2022
Debunking employee myths about compliance 252 CompliNEWS 01 Dec 2022
Allan Gray won't divest from fossil fuels – CIO 252 CompliNEWS 01 Dec 2022
Back to top
Working Smart

By Lee Rossini

Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

We use cookies to give you a personalised experience that suits your online behaviour on our websites. Otherwise, you may click here to learn more, or learn how to block or disable cookies. Disabling cookies might cause you to experience difficulties on our website as some functionality relies on cookie information. You can change your mind at any time by visiting “Cookie Preferences”. Any personal data about you will be used as described in our Privacy Policy.